Showing posts with label my papers. Show all posts
Showing posts with label my papers. Show all posts

Thursday, November 13, 2025

Inversion in Russian, Smuggling, and Leapfrogging (Storment and Collins)

Abstract: Russian is a canonically-SVO language with relatively free word order (Bailyn 1995). As others have shown, OVS word orders for transitive clauses involve A-movement of the preverbal object (Bailyn 2004; Pereltsvaig 2021, a.o), while the fronted object of OSV sentences lacks A-properties and is derived via Ā-movement. In this squib, we account for these facts under a Minimalist analysis of inversion as smuggling (Collins 2024; Storment 2025b), showing that smuggling accounts for the OVS word order and the A-properties of the fronted object. We contrast the smuggling analysis with an alternative, leapfrogging, which we show fails to account for the OVS-OSV asymmetries regarding A-movement, as well as introducing a general theoretical issue of unrestrictiveness.

Inversion in Russian, Smuggling, and Leapfrogging

Inversion in Russian, Smuggling, and Leapfrogging (Lingbuzz)




Wednesday, October 8, 2025

Smuggling and Labeling Theory (with Andreas Blümel)

Abstract: This paper draws a deep connection between smuggling (Collins, 2005) and labeling (Collins, 2002; Chomsky, 2013, 2015), showing that the movement of the smuggler in a smuggling derivation can be triggered by the labeling algorithm.

https://bioling.psychopen.eu/index.php/bioling/article/view/17229

Saturday, May 10, 2025

A Scope Freezing Effect with Inverse Linking

Abstract: In this squib, I will discuss a scope freezing effect found with inverse linking. I will explain the freezing effect in terms of the theory of negation of Collins and Postal (2012). Then I will discuss the consequences of the scope freezing effect for the theory of inverse linking. 

Version 2 (August 26, 2025)

Version 1 (May 10th, 2025)

Friday, May 9, 2025

On the Syntactic Status of Implicit Arguments: Greek as a Case Study (WCCFL 2023)

 In this paper, we investigated the behavior of implicit arguments with respect to diagnostics such as control, binding, and secondary predication, in the Greek verbal passive and nominals, comparing them to their English counterparts. Some diagnostics might at first sight suggest that the implicit argument is not projected in the Greek verbal passive, but we provide evidence to the contrary.

Paper

It can also be found here:

https://www.lingref.com/cpp/wccfl/41/index.html

Monday, April 21, 2025

Some Scribblings on Nasal Gobbling

In my informal midwestern speech (raised in suburban Minnesota and rural Wisconsin), I can say the following:

1.

I’mʌ nʌ go

‘I’m going to go.’

(spelled dialectally as: ‘I’muh nuh go’, or maybe, ‘I’ma na go’).

In this short note, I sketch the series of phonological changes at play in deriving (1) in an attempt to understand my own personal speech patterns. 

I did an informal survey of the students in my undergraduate syntax class (18 students), and most of them said (1) is acceptable, but I do not know if there are any geographical generalizations about where it is used.

I assume that the underlying form is something like the following (written with English orthography):

2. I am going to go.

I rarely pronounce -ing with an engma [ng]. Mostly, I pronounce it with -in.

3. I am goin to go.

In my English, unstressed infinitival (and prepositional) ‘to’ is very generally pronounced as tʌ, which can also be slightly voiced as shown in (5):

4. I am goin tʌ go.

5. I am goin dʌ go.

From there, the nasal of -in gobbles up the following voiced dental:

6. I am goi nʌ go.

I find the same nasal gobbling with 'trying to'. And both seem related to wanna-contraction. But, I think that (5) itself is infrequent. Rather, (5) seems to prefer the following reduced form of ‘going’:

7. I am gʌ nʌ go.

In (7), [o] is changed to [ʌ] (o --> ʌ), and the [i] of the suffix -in is dropped. Alternatively, it may be that the progressive suffix is really -Vn (not -ing), and the V is generally filled with an epenthetic lax [i]. So in (7), the V of -Vn is simply not syllabified (not literally deleted).

Nasal gobbling in (7) involves nasal spreading auto-segmentally to the following C slot:

8. n t ʌ

| |

C V

Given the representation in (8), the nasal docs to the initial C, delinking the [t], yielding the correct form: nʌ.

The form in (7) can be stressed (indicated by underlining):

9.

Q: Are you refusing to go to your class?

A: I am gʌ nʌ go.

But stressed or not stressed, the vowel [o] is not possible:

10. *I am go nʌ go.

The facts in (7) and (10) suggest that we are dealing with a kind of verbal suppletion. The verb ‘go’ in English can be realized as [go] in most contexts, but can also be realized as [gʌ] in some contexts, and it is not explained away as a phonetic vowel reduction (because the latter can be stressed). 

The alternation between [go] and [gʌ] similar to the fact that ‘do’ [du] can be realized as [dʌ] as in the word ‘does’ (which can also be stressed).

From (7), the auxiliary ‘am’ can be contracted:

11. I’m gʌ nʌ go.

About the contraction in (11), I am assuming that the auxiliary am is bimorphemic a-m, and that in (11) only the second morpheme is being spelled out. Part of the reason for this assumption is the presence of [m] in all 1SG pronouns exceptive nominative: me, my, mine. This series suggest that 1SG in English is [m].

Then the 1SG nasal of the auxiliary gobbles up the following voiced velar:

12. I’mʌ nʌ go.

Note in (12) that the nasal gobbling is not accompanied by any change in the place of articulation of the nasal. (12) involves a bilabial nasal, not a velar nasal. So the [g] has completely disappeared from the utterance. 

I have no idea how common the form in (12) is in the United States. But for me personally, it is the most natural way of speaking.

If the auxiliary is not contracted, nasal gobbling is less acceptable:

13. a. *I am mʌ nʌ go.

b. *I a mʌ nʌ go.

Nasal gobbling involves the nasal spreading auto-segmentally to the following C slot:

14. m g ʌ n ʌ

| | | |

C V C V

Given the representation in (14), the 1SG nasal docks to the initial C, delinking the [g], yielding the correct form: mʌ nʌ. This is the same nasal gobbling rule as seen in (8) above. 

One thing to notice is that these reductions do not occur with the main verb use of ‘going to’:

15. a. *I am gʌ nʌ the beach.

Intended: ‘I am going to the beach.’

b. *I’mʌ nʌ the beach.

Intended: ‘I am going to the beach.’

Let’s see where the chain of reductions stops. First, the unstressed preposition ‘to’ can also be pronounced tʌ

16. I am going tʌ the beach.

But the following is completely unacceptable:

17.

a. *I am goi nʌ the beach.

b. *I am gʌ nʌ the beach.

So it seems that o-->ʌ for ‘go’ and nasal gobbling are not possible for the main for ‘go’. This suggests that the internal structure of main verb going is different from the internal structure of auxiliary verb going, in a way which blocks nasal gobbling and suppletion for main verbs, but I do not pursue that here.

Another thing to notice is that the changes only occur if ‘be’ in ‘be going to’ is finite:

18. a. He may be going to go.

b. He must be going to go (based on what I know).

c. To be going to

While the sentences in (18) are uncommon, the ones in (19) sound unacceptable to me:

19. a. *He may be gʌ nʌ go.

b. *He must be gʌ nʌ go.

c. *To be gʌ nʌ go.

If a negation (or adverbs) intervenes between the auxiliary and ‘go’, the following form is possible:

20. I’m not gʌ nʌ go

But not:

21.

a. I’m not mʌ nʌ go

b. *I’mʌ not nʌ go

So nasal gobbling seems to require phonological adjacency.

Nasal gobbling is found in many places in English phonology, which are well-known, so I will not repeat them here. Off the top of my head, I know of: ‘I don’t know’ (‘I dunno’), ‘something’ (smthn), ‘pumpkin’ (pungkin). 

In the cases that I am considering in this paper, the nasal is always part of a function word (e.g., the -ing suffix, or the auxiliary ‘am’), and the target consonant is also part of a function word (e.g., infinitival to, future going). Generalizing (8) and (14) we have, the following rule:

22. Nasal Gobbling

Structural description: N is non-syllabified nasal consonant of any place of articulation. xy are the first two segments of a non-stressed function word.

N x[stop] y[vowel]

|      |

C         V

Structural change: the nasal optionally docks to the initial C, delinking the x segment.

Thursday, April 10, 2025

New Horizons in Morphology as Syntax: My Three Published Papers

MaS (Morphology as Syntax) is a framework which asks the question of whether putative morphological phenomena can be can be accounted for in terms of syntactic principles and operations. In MaS there is no morphological component, nor are there any post-syntactic morphological operations.

So far, I have been able to publish three papers in this framework. I list the papers, and their abstracts below, in chronological order. These three papers are enough to get a general feel for the framework, and some tools to begin working with it.

I would really love to hear from people who are doing work in a related spirt, taking syntax seriously in the analysis of putative morphological generalizations.

1. Spanish usted as an Imposter (2021, Probus, with Francisco Ordóñez)

Abstract: Across dialects, Spanish uses the third person forms usted and ustedes to refer to the addressee. In this squib, we propose an imposter analysis of these forms in the framework of Collins and Postal (2012. Imposters. MIT Press, Cambridge.). (link)

2. Towards a Theory of Morphology as Syntax (2023, Studies in Chinese Linguistics, with Richard Kayne)

Abstract: Phenomena traditionally thought of as morphological can be accounted for in terms of syntactic operations and principles, hence bringing forth questions that traditional morphology fails to ask (for instance, concerning the licensing of empty morphemes). The language faculty contains no specific morphological component, nor any post-syntactic morphological operations. (link)

3. A Syntactic Approach to Case Contiguity (2025, Continua)

Abstract: Building on the empirical results and theoretical insights of Caha (2013), I show howto derive the Case Contiguity Constraint in a syntactic theory of morphology. In particular, I show how to derive *ABA in the domain of case syncretism without appeal to late insertion. (link)



Wednesday, October 16, 2024

Bare Nominal Passives

 Abstract: In this squib, I introduce the bare nominal passive (‘a book by Chomsky’), and give an analysis for it in terms of a null passive participle. I provide evidence for the analysis from the distribution by-phrases, dative to-phrases, purposes clauses, and the Binding Theory. The analysis is argued to provide support for the principles of argument structure developed in Collins 2024.

Key Words: passive, implicit arguments, argument structure

Bare Nominal Passives

Saturday, August 17, 2024

Smuggling and Labeling Theory (version 2)

 Smuggling and Labeling Theory

Andreas Blümel, Humboldt-Universität Berlin / University of Göttingen

Chris Collins, New York University

August 17, 2024

Abstract: This paper draws a deep connection between smuggling (Collins 2005) and labeling (Collins 2002, Chomsky 2013, 2015), showing that the movement of the smuggler in a smuggling derivation can be triggered by the labeling algorithm. 

Keywords: passive, smuggling, labeling algorithm

Smuggling and Labeling Theory (version 2)

Also posted on Lingbuzz:

https://lingbuzz.net/lingbuzz/008353?_s=lz2tSpW9lsIV7tra&_k=iCveR3gWzID1_l82

Sunday, July 14, 2024

Principles of Argument Structure (Combined Excerpts)

Here are a series of four short excerpts from my forthcoming MIT Press monograph giving a taste of some of the theoretical issues that I engage with.

Principles of Argument Structure (Final Prepublication Version, April 28 2023)

Excerpt 1: The Wedge

Excerpt 2: VoiceP

Excerpt 3: Formal Semantics

Excerpt 4: Collins 2005 vs Bruening 2013

Principles of Argument Structure (Excerpt 4: Collins 2005 vs Bruening 2013)

  To summarize the discussion, we have the following two theories and their properties:

(5) Collins 2005a (see also Angelopoulos et. al. 2020):

a. Principles: Theta-Criterion/Argument Criterion

b. Prediction: Implicit arguments are syntactically projected.

c. Empirical support: distribution of reflexives, reciprocals, pronouns, Helke expressions and secondary predicates in the short passive in English.

(6) Bruening 2013 (see also Legate 2014 and Alexiadou et. al. 2015):

a. Principles: No Theta-Criterion/Argument Criterion, only formal semantics

b. Prediction: Implicit arguments are not syntactically projected.

c. Empirical problems: distribution of reflexives, reciprocals, pronouns, Helke expressions and secondary predicates in the short passive in English.


Saturday, July 13, 2024

Principles of Argument Structure (Excerpt 3: Formal Semantics)

 The discussion above raises the question of where formal semantics goes wrong as a theory of argument structure? The basic problem is that formal semantics (as presented in standard textbooks) is far too unrestricted to serve as theory of anything, even natural language semantics. As Chomsky notes in Collins 2021:

(35) “Work in formal semantics has been some of the most exciting parts of the field in recent years, but it hasn’t been treated with the kind of critical analysis that other parts of syntax (including generative phonology) have been within generative grammar since its origins. Questions about explanatory power, simplicity, learnability, generality, evolvability, and so. More as a descriptive technology. That raises questions.”


Monograph Proposal: Quotative Inversion

Abstract: This monograph presents a theory of quotative inversion within the Merge-based theory argument structure of Collins 2024a, building on work on quotative inversion by Collins and Branigan 1997, Collins 1997, Collins 2003, Bruening 2016, Murphy 2022, and Storment 2024, forthcoming. In this theory, the quotative operator is smuggled by VP movement over the in-situ subject (on smuggling see Collins 2005 and Belletti and Collins 2020, amongst many others), and then undergoes A-movement to Spec TP. In developing the analysis, the author summarizes all known data concerning quotative inversion in English, and summarizes what is known about cross-linguistic variation. Lastly, the author proposes a general theory of voice encompassing not only the passive construction, but also quotative inversion and related constructions.

1. Introduction

2. A-Movement of the Quotative Operator

3. The Position of the Subject

4. Smuggling of the Quotative Operator

5. Successive Cyclic Inversion

6. The Transitivity Constraint

7. Related Inversion Constructions

8. Cross-Linguistic Variation

9. Theoretical Consequences

10. Conclusion


Selected References

Belletti, Adriana and Chris Collins. 2020. Smuggling in Syntax. Oxford: Oxford University Press.

Bruening, Benjamin. 2016. Alignment in Syntax: Inversion in English. Syntax 19, 111-155.

Collins, Chris and Phil Branigan. 1997. Quotative Inversion. Natural Language and Linguistic Theory 15, 1-41.

(https://ordinaryworkinggrammarian.blogspot.com/2020/12/quotative-inversion-collins-and.html#more)

Collins, Chris. 1997. Local Economy. MIT Press, Cambridge.

Collins, Chris. 2003. The Distribution of Particle Verbs in Quotative Inversion. Manuscript, Cornell University.

(https://ordinaryworkinggrammarian.blogspot.com/2023/02/the-distribution-of-particles-in.html)

Collins, Chris. 2005. A Smuggling Approach to the Passive in English. Syntax  8, 81-120.

(https://ordinaryworkinggrammarian.blogspot.com/2020/12/a-smuggling-approach-to-passive-in.html)

Collins, Chris. 2024a. Principles of Argument Structure: A Merge-Based Approach. MIT Press, Cambridge.

Collins, Chris. 2024b. Successive Cyclic Inversion. Ms., NYU.

(https://ordinaryworkinggrammarian.blogspot.com/2024/07/successive-cyclic-inversion.html)

Collins, Chris. 2024c. Two More Arguments for A-Movement in Quotative Inversion. Ms., NYU.

(https://ordinaryworkinggrammarian.blogspot.com/2024/07/two-more-arguments-for-movement-in.html)

Murphy, Andrew. 2022. Parasitic Gaps Diagnose A-Movement in Quotative and Locative Inversion. Snippets 43.

Storment, John David. 2024. Quotative Inversion as Smuggling: Evidence from Setswana and English. Presented May 3, 2024 at the 55th Annual Conference on African Linguistics, Montreal, Québec.

Storment, John David. Forthcoming. Projecting (Your) Voice: A Theory of Inversion and Circumvention. Doctoral Dissertation, Stony Brook, New York.


Wednesday, July 10, 2024

Principles of Argument Structure (Excerpt 2: VoiceP)

 In this chapter I compared two conceptions of VoiceP, the Projection Theory and the Realization Theory. I discussed a number of analyses using Kratzer’s 1996 framework. In each case, they either (a) violate the Terminological Assumption (6), or (b) are empirically inaccurate or incomplete. 

I suggested the Realization Theory (e.g., Collins 2005a) as an alternative way to think about voice. Lastly, I argued that the Kratzerian conception of VoiceP as introducing the external argument is actually inconsistent with the Merge-based theory of argument structure outlined in chapter 1.

There is by now a large literature adopting the theoretical assumptions of Kratzer 1996. It is possible that in some paper the smoking gun has been found crucially linking the projection of the external argument to VoiceP. Alternatively, the whole project is doomed to fail since it conflates two very different syntactic systems: argument structure and voice.


Principles of Argument Structure (Excerpt 1: The Wedge)

In chapters 2 and 3, I argued that the implicit argument in the passive is syntactically projected on the basis of the distribution of reflexives, reciprocals, pronouns, Helke expressions and secondary predicates. I will now argue that all implicit arguments (across different constructions and different languages) are syntactically projected, whether or not any syntactic data actually support that conclusion for a particular construction in a particular language. I will call this argument the wedge, because of its far-ranging consequences. The metaphor is that the generalizations about the English passive help to pry open a much larger generalization concerning implicit arguments cross-linguistically.


Two More Arguments for A-Movement in Quotative Inversion

Abstract: Collins 1997, 2003 claims that quotative inversion and locative inversion involve A-movement to Spec TP (see also Storment 2024). This claim has recently been argued for on the basis of the distribution of parasitic gaps by Murphy 2022. The purpose of this short squib is to provide two additional arguments for A-movement in quotative inversion. 

Two More Arguments for A-Movement in Quotative Inversion


Saturday, July 6, 2024

Principles of Argument Structure (cover no typo)

 


Principles of Argument Structure (Back Cover Summary)

 A new theory of argument structure, based on the syntactic operation Merge and presented through an in-depth analysis of properties of the English passive construction.

In Principles of Argument Structure, Chris Collins investigates principles of argument structure in minimalist syntax through an in-depth analysis of properties of the English passive construction. He formulates a new theory of argument structure based on the only structure-building operation in minimalist syntax, Merge, which puts together two syntactic objects to form a larger one. This new theory should give rise to detailed cross-linguistic work on the syntactic and semantic properties of implicit arguments.

Collins presents an update and defense of his influential 2005 theory of the passive, including a completely original theory of implicit arguments. He makes a direct empirical argument for the Theta-Criterion against various claims that it should be eliminated. He also discusses the conception of voice in syntactic theory, arguing that VoiceP does not introduce external arguments, a position otherwise widely accepted in the field. He shows how the ‘smuggling’ approach to the passive extends naturally to the dative alternation accounting for a number of striking c-command asymmetries. He compares syntactic and semantic approaches to argument structure, outlining conceptual problems with adopting formal semantics as the basis for a theory of argument structure.

The book will be of interest not only to syntacticians and semanticists, but also to typologists investigating the cross-linguistic properties of the passive, psycholinguists and computer scientists working on natural language understanding, and philosophers thinking about the issue of “implicit content.” It includes an appendix that provides common-sense guidelines for doing syntactic research using internet data.

Friday, July 5, 2024

Successive Cyclic Inversion

 Abstract: This paper introduces the concept of successive cyclic inversion, combining the analyses of quotative inversion in Collins 2003 and of the dative alternation in Collins 2022/2024. The paper shows how successive cyclic inversion can be used to explain certain perplexing word order differences between the passive and quotative inversion.

Successive Cyclic Inversion

Principles of Argument Structure (ToC)

Acknowledgments

1 A Merge-Based Approach to Argument Structure

2 The Phi-Features of the Implicit Argument

3 Secondary Predicates and the Implicit Argument

4 A Theory of Implicit Arguments

5 Out of Africa

6 by-Phrases

7 Derivations

8 Two Conceptions of VoiceP

9 The Dative Alternation

10 On the Tension with Formal Semantics

11 Conclusion

Appendix: Internet Searches as a Tool in Syntactic Research

References


Thursday, May 9, 2024

Blurbs/Praise for Principles of Argument Structure

“This carefully argued inquiry develops an original and persuasive Merge-based approach to fundamental questions about the syntactic foundations of semantic interpretation. A very valuable contribution to central issues in the study of language.”

Noam Chomsky

“Collins' stimulating new monograph delves into and sheds important new analytical light on some of the central questions in syntactic theory and will be essential reading on implicit arguments and the passive voice.”

Jason Merchant, 

Vice Provost and Lorna Puttkammer Straus Distinguished Service Professor of Linguistics, University of Chicago

“A beautiful trip into the intricacies of the organization of the nominal arguments of verbs, sometimes silent, sometimes overt, developed in such a sharp way, that makes one feel that deep properties have indeed been uncovered. Collins' book illustrates the scientific method at its best, leaving a feeling of freshness and clarity.”

Adriana Belletti, 

University of Siena, Italy